Suviano Law, P.C. · CaliforniaSuviano Law, P.C. · 美国加州
U.S. securities counsel for foreign private issuers专注服务外国私人发行人(FPI)的
美国证券法律师
We guide China-based and cross-border companies through U.S. IPOs and the years of SEC reporting that follow — bilingual, partner-led, and focused exclusively on the foreign private issuer lifecycle.我们陪伴中概股及跨境企业走完赴美 IPO 及其后多年的 SEC 持续披露——中英双语、合伙人亲自负责,全程专注外国私人发行人(FPI)生命周期的每一个阶段。
Why Suviano Law为什么选择我们
Built for the FPI lifecycle为 FPI 全生命周期而设
From pre-IPO structuring and CSRC filing to years of post-listing disclosure and, eventually, going private — one firm that knows your file from day one.从上市前架构搭建、证监会备案,到上市后数年的持续披露,直至私有化退市——一家从头了解您全部案卷历史的律所。
- 01 Structure架构搭建 Cayman holdco · VIE · CSRC filing开曼控股 · VIE 安排 · 证监会备案
- 02 File递交申报 Form F-1 · SEC comment lettersF-1 注册说明书 · SEC 问询函
- 03 List挂牌上市 Nasdaq or NYSE pricing and closing纳斯达克或纽交所定价与交割
- 04 Report持续披露 Form 20-F yearly · Form 6-K as events occur每年 20-F · 随事件递交 6-K
- 05 Exit退出 Rule 13e-3 take-private · Form 1513e-3 私有化 · Form 15 注销登记
Our Focus我们的专注
One client profile. One deep specialty.只服务一类客户,
深耕一个专业。
Suviano Law, P.C. serves foreign private issuers — overseas companies listed on Nasdaq or the NYSE, and those preparing to list. Most of our clients are companies with China-based operations, and our practice is built around the specific rules that govern them: Form F-1 and Form 20-F disclosure, Form 6-K current reporting, FPI exemptions, CSRC overseas listing filings, and the HFCAA/PCAOB framework.Suviano Law, P.C. 专注服务外国私人发行人(FPI)——已在纳斯达克或纽交所上市、以及正在筹备上市的境外企业。我们的客户大多拥有中国境内业务,整个执业体系围绕规范这类企业的专门规则而构建:F-1 注册说明书与 20-F 年报披露、6-K 临时报告、FPI 特殊豁免、中国证监会境外上市备案,以及 HFCAA/PCAOB 监管框架。
Because we focus on a single client profile, we see the same issues across many companies — and bring that pattern recognition to yours.正因为只聚焦一类客户,我们在众多企业中反复处理同类问题——这些经验沉淀,将直接服务于您的公司。
Practice Areas业务领域
What we do核心业务
U.S. IPOs & Capital Markets美国 IPO 与资本市场
End-to-end counsel for Chinese and cross-border companies listing on Nasdaq and the NYSE — from structuring and due diligence through pricing and closing.为中概股及跨境企业登陆纳斯达克、纽交所提供全流程法律服务——从架构搭建、尽职调查到定价交割。
Post-Listing Disclosure & SEC Reporting上市后披露与 SEC 申报
Ongoing reporting and disclosure support for foreign private issuers — keeping your company current, accurate, and ahead of SEC expectations.为外国私人发行人提供持续申报与披露支持——让公司披露始终及时、准确,并领先于 SEC 的监管预期。
Corporate Governance & Exchange Compliance公司治理与交易所合规
Practical governance frameworks that satisfy Nasdaq and NYSE standards while respecting the realities of founder-led, cross-border companies.既满足纳斯达克、纽交所治理标准,又尊重创始人主导型跨境企业现实的务实治理方案。
Going Private, M&A & Special Situations私有化、并购与特殊交易
Counsel through the most consequential moments in a listed company’s life — take-privates, strategic combinations, and shareholder disputes.陪伴上市公司走过最关键的时刻——私有化、战略合并与股东争议。
Cross-Border Regulatory Risk跨境监管风险
Navigating the overlapping U.S. and PRC regimes that define the China concept stock landscape — HFCAA, PCAOB, data security, and beyond.在中美监管体系的交汇处为中概股导航——HFCAA、PCAOB、数据安全及更多。
Insights洞察
Recent thinking近期观点
The CSRC Overseas Listing Filing Regime: A Practical Roadmap for U.S. IPO Candidates证监会境外上市备案制度:
赴美 IPO 企业实操路线图
Since the Trial Administrative Measures took effect, a completed CSRC filing has become a gating item for most China-based issuers seeking a U.S. listing. We outline the timeline, the documents, and the questions the CSRC most often asks.《境外上市备案管理试行办法》生效以来,完成证监会备案已成为多数中概股赴美上市的前置条件。本文梳理备案时间线、所需文件,以及证监会最常提出的问题。
Form 20-F Season: Disclosure Upgrades FPIs Should Consider This Year20-F 年报季:
FPI 今年应当考虑的披露升级
Annual report season is the best opportunity to refresh risk factors, tighten cybersecurity and climate disclosure, and align governance disclosure with evolving SEC and exchange expectations.年报季是刷新风险因素、收紧网络安全披露、并让治理披露跟上 SEC 与交易所最新要求的最佳契机。
HFCAA After PCAOB Inspection Access: Where the Risk Actually StandsPCAOB 获得检查权限之后:
HFCAA 风险的真实水位
Full PCAOB inspection access removed the immediate delisting threat for most China concept stocks — but HFCAA disclosure obligations and residual risks have not disappeared.PCAOB 获得完整检查权限,解除了多数中概股的退市燃眉之急——但 HFCAA 的披露义务与残余风险并未消失。
Contact联系我们
Preparing for a U.S. listing — or already there?正在筹备赴美上市,
还是已经身在资本市场?
Tell us where your company is in the journey. We'll tell you, plainly, what the next twelve months of securities law work will look like.告诉我们您的公司处在哪个阶段,我们会坦诚地告诉您:未来十二个月的证券法律工作将是什么样。