U.S. IPOs & Capital Markets美国 IPO 与资本市场
End-to-end counsel for Chinese and cross-border companies listing on Nasdaq and the NYSE — from structuring and due diligence through pricing and closing.为中概股及跨境企业登陆纳斯达克、纽交所提供全流程法律服务——从架构搭建、尽职调查到定价交割。
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Pre-listing → listing上市前 → 上市
Scope of work服务范围
- Initial public offerings on Nasdaq and NYSE, including Form F-1 registration statements and SEC comment letter responses纳斯达克及纽交所首次公开发行，包括 F-1 注册说明书起草与 SEC 问询函回复
- Follow-on offerings, at-the-market (ATM) programs, PIPEs, and Form F-3 / S-8 shelf registration后续增发、市价发行（ATM）计划、PIPE 融资，以及 F-3 / S-8 储架注册
- De-SPAC and SPAC merger transactions for China-based operating companies中国运营实体的 De-SPAC 及 SPAC 并购交易
- VIE and holding-company structuring, in coordination with PRC counsel与中国律师协作完成 VIE 架构及控股公司搭建
- Coordination of CSRC overseas listing filings under the Trial Administrative Measures依据《境外上市备案管理试行办法》协调中国证监会备案申报
- Underwriter, auditor, and listing exchange liaison throughout the offering process发行全程与承销商、审计师及上市交易所的沟通协调