Post-Listing Disclosure & SEC Reporting上市后披露与 SEC 申报
Ongoing reporting and disclosure support for foreign private issuers — keeping your company current, accurate, and ahead of SEC expectations.为外国私人发行人提供持续申报与披露支持——让公司披露始终及时、准确,并领先于 SEC 的监管预期。
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Every year, once listed上市后,每年
Scope of work服务范围
- Form 20-F annual reports, including risk factors, operating and financial review, and exhibit management20-F 年度报告,涵盖风险因素、经营与财务回顾及附件管理
- Form 6-K current reporting: earnings releases, material agreements, board and auditor changes6-K 临时报告:业绩公告、重大协议、董事会及审计师变更
- Half-year and quarterly reporting calendars tailored to home-country and exchange requirements根据注册地及交易所要求定制半年报、季报披露日历
- FPI-specific exemptions and accommodations (e.g., no Form 10-Q/8-K, Section 16 exemption) and their strategic useFPI 特有豁免与宽待(如免于 10-Q/8-K、Section 16 豁免)的策略性运用
- SEC comment letters, staff inquiries, and disclosure remediationSEC 问询函、工作人员问询的应对及披露整改