Suviano Law P.C. · CaliforniaP.C. · California
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Practice Areas业务领域

Corporate Governance & Exchange Compliance公司治理交易所合规

Practical governance frameworks that satisfy Nasdaq and NYSE standards while respecting the realities of founder-led, cross-border companies.既满足纳斯达克纽交所治理标准,又尊重创始人主导型跨境企业现实的务实治理方案。

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Continuous持续

Scope of work服务范围

  • Board and committee architecture: audit, compensation, and nominating committee charters董事会及委员会架构:审计、薪酬、提名委员会章程
  • Exchange listing standards and continued-listing compliance for FPIsFPI 的交易所上市标准及持续上市合规
  • Insider trading policies, Regulation FD policies, and disclosure committee formation内幕交易政策、公平披露政策及披露委员会的设立
  • Related-party transaction review and audit committee procedures关联交易审查及审计委员会议事程序
  • Executive compensation and equity incentive plan disclosure高管薪酬及股权激励计划披露
  • NYSE/Nasdaq deficiency notices, minimum bid price, and market value compliance responses应对纽交所/纳斯达克缺陷通知、最低买入价及市值合规问题

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